Is “Organic” Humane?

The Relationship Between Animal Welfare and USDA Organic

Ashely Monti
March 2022
Table of
Contents
For references and endnotes, please refer to the PDF version of this brief.

Introduction

Many consumers mistakenly assume that the “USDA Organic” label reflects heightened animal welfare standards. In fact, few standards in the United States Department of Agriculture (USDA) National Organic Program (NOP) relate to animal welfare, even though the USDA has authority over “the care of livestock.” Current NOP standards minimally require producers to provide livestock and poultry organic feed, sanitary living conditions, and adequate care to maintain their health. NOP standards focus predominantly on creating uniformity among organically produced agricultural products. These standards address the production, processing, marketing, and labeling of organic products—but they do not address important animal welfare concerns like living space, pain control measures, slaughter, and transportation.

In response to this regulatory gap, interest groups have called on USDA to incorporate more meaningful animal welfare standards in the NOP. In 2017, USDA promulgated the Organic Livestock and Poultry Practices (OLPP) rule, which added various animal welfare standards to the NOP, but was ultimately delayed and withdrawn—despite broad support from farmers, consumers, animal advocacy organizations, and the NOP’s own advisory board. Recently, the Biden administration has signaled its willingness to consider reinstating the rule and while the fate of the OLPP remains uncertain, it is clear that many organic producers are still not adopting the animal welfare standards that consumers expect.

“Animals raised organically are often confined to tight spaces, physically altered, and deprived of access to the outdoors.”

This brief examines the movement to include animal welfare standards in the National Organic Program, from analyzing consumer perceptions of the USDA Organic label, to exploring the legal context and evolving status of the OLPP rule. It also includes policy considerations for advocates seeking to inform consumers and advance animal welfare through the National Organic Program.

Background: Animal Welfare in Agriculture

What does “humanely raised” mean?

Consumers’ mistaken beliefs are partially attributed to the widespread use of “humanely raised” labels on organic meat products. Although USDA’s Food Safety and Inspection Service (FSIS) requires premarket approval for special meat and poultry labels, like “humanely raised,” FSIS does not inspect or require third-party certification to verify such labels. Additionally, FSIS does not define “humanely raised,” but instead allows each producer to define their “humanely raised” claim. Thus, producers use varying and inconsistent standards for “humanely raised.” 

For more information about animal welfare claims, see:

Farm Animal Welfare Certification Guide 

Labels Unwrapped, Protein Food Labels Overview

Modern advances in agriculture have significantly altered the landscape for farmed animals. Since the 1970s, the number of farms in the US has decreased while the average farm size has doubled. During this time, federal agricultural subsidies strongly supported commodity crops, which producers primarily used for farmed animal feed. This facilitated a shift away from small and medium-sized farms, and toward large farms. In animal agriculture, these large facilities are often classified as concentrated animal feeding operations (CAFOs) and are sometimes referred to as “industrialized animal agriculture” or “factory farms.” CAFOs raise a large number of farmed animals on relatively small plots of land. Today, US producers raise 99 percent of farmed animals on factory farms.

The growth and evolution of CAFOs have raised many animal welfare concerns. CAFO-farmed animals are confined throughout their lives in overcrowded spaces, often without access to fresh air, sunlight, or vegetation. These conditions lead to mental, emotional, and physical health issues, including the spread of disease. Producers often use antibiotic feed preventively to combat these unsanitary conditions, but also to increase growth rates. In addition, producers routinely perform physical alterations—teeth clipping, tail docking, debeaking—without pain control, causing farmed animals immense pain and health complications. Other common practices include culling male chicks, castrating male piglets, forcibly impregnating female cows, and, in the dairy industry, separating male calves from their mothers at birth to use for veal. These practices prevent farmed animals from engaging in their natural behaviors, which furthers their suffering. And they raise significant questions about both ethics and food safety.

Consumers rely on food packaging and labels to communicate information about products, including animal welfare. An American Humane Association survey revealed that 95 percent of consumers believe certain labels signify heightened animal welfare standards, including the “Organic” label. A 2017 Consumer Reports survey showed that 60 percent of Americans believe it is highly important that organic farmers meet high animal welfare standards. This percentage increased to 86 percent among Americans who always or often purchased organic. Despite these consumer preferences, animals raised organically are often confined to tight spaces, physically altered, and deprived of access to the outdoors. This data reveals a significant discrepancy between what the USDA Organic label means and how consumers perceive it.

Due to consumer confusion over the USDA Organic label, various interest groups have advocated for adding animal welfare standards to the NOP. For example, Center for Food Safety, National Organic Coalition, Organic Eggs, Organic Valley, Pete and Gerry’s, Humane Society of the United States, and Whole Foods Market all supported efforts to add livestock and poultry welfare regulations to the NOP. Some farming groups opposed these efforts, arguing that adding such animal welfare standards would financially devastate the organic industry.

The legal framework in the US sets minimum animal welfare standards through a number of laws, specifically, the Humane Methods of Slaughter Act, Twenty-Eight Hour Law, and Animal Welfare Act. The Organic Foods Production Act (OFPA) and the National Organic Program (NOP) also provide specific welfare standards for organic producers. While these laws provide for certain animal welfare standards, the proposed OLPP rule would have added more meaningful animal welfare standards to the NOP that better reflect consumer perceptions.

Animal Welfare Statutes

The primary federal animal welfare statute that applies to farmed animals is the Humane Methods of Slaughter Act (HMSA). Congress enacted the HMSA in 1958. The HMSA gave USDA authority to promulgate regulations establishing humane methods of slaughter. The HMSA covers “all food animals”—except for poultry, even though more poultry are slaughtered for food than all other farmed animals combined. Finally, the HMSA addresses animal welfare only at the slaughterhouse, leaving states to regulate on-farm production practices. Many states have exempted farmed animals from their animal cruelty laws or added exemptions for “normal” husbandry practices.

Consumers and animal advocates have expressed concerns over the HMSA’s “humane” methods of slaughter. The HMSA requires that slaughter “be carried out only by humane methods” and that animals be “rendered insensible to pain.” Despite this directive, USDA has promulgated rules that compromise humane slaughter. For instance, in 2019 USDA increased swine slaughter line speeds. Various groups sued USDA in response, arguing it acted contrary to the HMSA due to the intrinsic connection between line speeds and humane slaughter. The complaint included evidence that increased line speeds intensify instances of inhumane handling. For example, it detailed how slaughterhouse workers at one facility pushed “twice as many pigs into a carbon dioxide chamber . . . beating them on the back to force them in while they screamed and piled on top of one another to escape the beatings.” Other advocacy groups similarly filed suit, pressuring USDA to change its rule.

Finally, because the HMSA only regulates farmed animals at federally inspected slaughterhouses, farmed animals slaughtered elsewhere are legally susceptible to inhumane treatment. During the COVID-19 pandemic, slaughterhouses experienced disruptions and closures, leading producers to use ventilation shutdowns (VSD) to kill farmed animals. VSD requires enclosing farmed animals in a building, shutting off all fans, and allowing the temperature to reach lethal levels causing the animals to die from overheating, suffocation, or exposure to toxic fumes. Approximately 3,000 veterinary professionals and advocates petitioned the American Veterinary Medical Association (AVMA) to denounce VSD, leading it to state that VSD should only be used in “constrained circumstances.” These professionals and advocates cautioned that VSD is inhumane because it causes animals to slowly suffocate, sometimes for hours. This controversial use of VSD demonstrates the HMSA’s limited ability to protect farmed animals.

In 1973, Congress enacted the Twenty-Eight Hour Law to develop humane standards for transporting cattle and livestock—again excluding poultry. To comply with the law, transport companies must provide animals feed, water, and rest along their route after a 28-hour period. However, the Twenty-Eight Hour Law includes a few important exceptions to this requirement, including (1) when there is an accident or unavoidable situation; (2) when the transport company requests a time extension; and (3) when the vehicle has food, water, and space for the animals to rest during travel. In theory, the Twenty-Eight Hour Law provides some protections to farmed animals, but in practice, it is difficult to implement and enforce for three reasons. First, the penalties for violations are low, ranging between $100 to $500 per shipment violation. Second, USDA typically inspects shipments in response to reports of potential violations rather than through random inspections. Consequently, over the last 12 years, USDA formally inquired into only 10 violations. Third, USDA often fails to act or report violations to the Department of Justice because it has inconsistently interpreted its authority to do so under the law. As a result, the Twenty-Eight Hour Law often fails to protect farmed animals by ensuring humane transport.

Congress passed the Animal Welfare Act (AWA) in 1966. The AWA focused on laboratory animals. Later amendments expanded AWA’s coverage to animals in commerce, testing, exhibition, and research. The AWA sets minimum standards of care for covered animals. These standards address handling, housing, feeding, watering, ventilation, veterinary care, sanitization, and other similar processes. Although consumers might expect the AWA to cover all animals—including farmed animals—the AWA excludes farmed animals in two ways. First, the AWA excludes farmed animals from its definition of animal. Second, the AWA excludes animals based on use, including those animals used as food or fiber. Consequently, the AWA offers no protection to farmed animals.

Because federal law provides only minimal protections for farmed animals, consumers rely on food labels to communicate animal welfare standards. Today, consumers rely on food labels “related to animal welfare more than they [did] just five years earlier, looking for reassurance about how farm[ed] animals were treated.” As a result, labels—like USDA Organic—influence consumers’ purchasing decisions.

The Limits of Federal Animal Welfare Laws

Humane Methods of Slaughter Act (1958; focused on slaughter)

  • Does not cover poultry
  • Applies only at federally inspected slaughterhouses
  • Has not always stopped USDA from promulgating rules that compromise humane slaughter, such as increased slaughter line speeds

Twenty-Eight Hour Law (1973; focused on animal transport)

  • Does not cover poultry
  • Includes numerous exemptions for accidents, “unavoidable situations,” time extensions, etc.
  • Difficult to implement with low violation penalties, a lack of random inspections, and USDA’s failure to report violations

Animal Welfare Act (1966; focused on lab animals, commerce, testing, exhibitions, and research)

  • Excludes farmed animals from the definition of “animal”
  • Excludes animals based on use, including animal used for food or fiber

Organic Foods Production Act (1990; focused on organic production)

  • Applies only to food producers seeking a USDA Organic label
  • Fails to address space allowances and enrichments, pain control, slaughter, and transportation
  • Standards about outdoor access can be ambiguous

 

What Would the Organic Livestock and Poultry Practices Rule Change?

Under the proposed rule, USDA certified organic producers would be:

  • required to give animals access to the outdoors daily, including access to soil and vegetation for poultry; 

  • prevented from using certain methods of physical alteration on animals, such as debeaking and tail docking (with limited exceptions); and 

  • allowed to use synthetic medications, but not antibiotics, to alleviate animal pain or suffering when other preventive practices prove inadequate.

Organic Foods Production Act & the National Organic Program

In 1990, Congress passed the Organic Foods Production Act (OFPA). Congress enacted the OFPA “to assure consumers that organically produced products meet a consistent standard.” To that end, Congress delegated authority to USDA to develop and oversee a national organic program. In addition, Congress tasked USDA with creating the National Organic Standards Board (NOSB). The NOSB is an advisory committee comprising 15 members from the organic community, including farmers, handlers, scientists, and consumer interest representatives.

USDA promulgated standards for the NOP in 2010. In so doing, USDA defined pertinent terms, listed allowable and prohibited substances, and outlined standards for the accreditation of producers seeking a USDA Organic label. However, the NOP offered little guidance on animal welfare.

The NOP includes some welfare-related standards for livestock, which includes “cattle, sheep, goats, swine, poultry, [and] equine animals used for food.” 

Producers must supply livestock with organic feed. The feed must include organic ingredients with limited exemptions for synthetic substances. Producers also cannot give animals certain drugs, like hormones or antibiotics. On the other hand, a producer cannot withhold medications or medical treatment from a sick animal to preserve its organic status. In general, producers must employ preventive health care measures to promote livestock wellness. For example, a producer must establish “appropriate housing, pasture conditions, and sanitation practices to minimize the occurrence and spread of diseases and parasites.” Producers must also provide livestock access to pasture and the outdoors.

The NOP standards fail to sufficiently address important animal welfare conditions, such as adequate indoor and outdoor space allowances, enrichment in those areas, pain control measures, slaughter, and transportation. Although the NOP requires that livestock have access to the outdoors, many groups—producers, consumer advocacy organizations, and certifiers—find these standards ambiguous. These groups have called on USDA to clarify the NOP’s access to the outdoors requirement and to develop additional animal welfare standards.

The National Organic Standards Board and USDA’s Office of Inspector General (OIG) have also recommended that USDA clarify its existing standards. The NOSB has advised USDA to include more specific animal welfare standards in the NOP for over 17 years. In addition, the OIG suggested USDA clarify its outdoor access requirement in 2010 after its report revealed inconsistent interpretations among farmers and certifying agents. The OIG’s report noted that the NOP standards do “not specifically state how long access should be provided and how much area should be accessible to the animals.” Shortly after the OIG released its report, USDA published a rule clarifying the access to pasture requirement for ruminants, such as sheep, cattle, and goats. But this rule failed to address other ambiguities and animal welfare concerns, leading the NOSB to continue advising USDA to adopt clear and meaningful animal welfare standards.

In 2017, USDA published the Organic Livestock and Poultry Practices (OLPP) final rule. The OLPP rule covered livestock care and living conditions, transportation, and slaughter. It required daily access to the outdoors, defining outdoors as “[a]ny area outside an enclosed building or enclosed housing structure, including roofed areas that are not enclosed.” Under this definition, the outdoors had to include soil and vegetation for poultry. The rule also prohibited several physical alterations to animals, such as debeaking and tail docking, with limited exemptions. Lastly, it allowed farmers to use synthetic medications—not antibiotics—to alleviate animal pain or suffering when other preventive practices proved inadequate. Overall, the rule answered years of questions and responded to many of the concerns from organic farmers, animal welfare groups, and consumers.

USDA subsequently withdrew the OLPP rule on May 13, 2018, before the standards took effect, stating that the agency lacked authority to regulate animal welfare, and therefore, had improperly promulgated the rule. USDA explained that the Organic Food Production Act’s directive to create standards “for the care” of livestock only meant healthcare—not welfare. Consequently, USDA concluded it could not establish “stand-alone” animal welfare practices unrelated to ensuring livestock is “organically produced.” Noting that Congress failed to define “organically produced” within the OFPA, USDA determined that “organic” means produced “without employment of chemically formulated fertilizers, growth stimulants, antibiotics, or pesticides.” Therefore, USDA found that “care” in the OFPA limited the agency’s authority to prescribing standards related to “the ingestion or administration of non-organic substances.” In addition, USDA claimed its initial cost-benefit analysis for the OLPP rule was inaccurate. USDA updated its analysis, finding that even if it had the authority, the OLPP rule would be too costly for organic farmers to implement.

USDA’s withdrawal of the OLPP prompted producers, animal advocacy organizations, and consumer interest groups to speak out in disapproval. Organic Valley, Whole Foods Market, The Humane Society, Organic Trade Association, and National Farmers Union all released statements on USDA’s withdrawal.  In an Organic Trade Association press release, the CEO stated:

USDA knows the public overwhelmingly supports the implementation of the Organic Livestock and Poultry Practices (OLPP) regulation. Indeed, in its announcement to withdraw the rule, USDA noted that out of the 72,000 comments it received, over 63,000 opposed the withdrawal of the final rule, and that only 50 supported its withdrawal.”

Thereafter, the Organic Trade Association (OTA) sued USDA for delaying and then withdrawing the OLPP rule. As of February 2022, the lawsuit is pending in the US District Court for the District of Columbia.

Organic Trade Association Litigation

In 2017, the OTA sued USDA for its repeated delay of the OLPP rule’s effective date. USDA issued a final rule delaying the effective date in response to President Trump’s executive order “Reducing Regulations and Controlling Regulatory Costs,” which called on federal agencies to reduce regulations and extend the effective dates of rules that had been published, but not yet gone into effect. Two months later, the OTA amended its complaint because USDA again delayed the effective date. In April 2018, the OTA filed a second amended complaint after USDA withdrew the rule completely. In its second amended complaint, the OTA claimed USDA improperly withdrew the rule without consulting the National Organic Standards Board. The OTA also challenged USDA’s argument that it lacked authority to promulgate the OLPP rule and regulate animal welfare. Lastly, the OTA alleged that USDA’s updated cost-benefit analysis was unsubstantiated and contained numerous errors.

The district court agreed with the OTA, finding that USDA’s updated cost-benefit analysis was flawed. The court stayed further proceedings and provided USDA with 180 days to fix its economic modeling errors. USDA then published its updated economic analysis for notice and comment in April 2020. In response, the OTA submitted a comment challenging the updated analysis, stating that USDA continued to “skew and cherry-pick statistics in order to support its withdrawal of the organic animal welfare rule.” In September 2020, USDA published the final version of its analysis. Dissatisfied with this final version, the OTA urged the court to rule on the legal issues and mandate the OLPP rule become effective.

However, in November 2020, the OTA changed course and requested the court halt further proceedings in anticipation of the incoming Biden administration. The court agreed and aligned a new briefing schedule. Several months later, in March 2021, lawmakers called on the new administration to reinstate the OLPP rule. Senators Patrick Leahy of Vermont and John Tester of Montana, and Representatives Chellie Pingree of Maine and Peter DeFazio of Oregon sent a letter to President Biden, which stated:

“By withdrawing the final rule on Organic Livestock and Poultry Practices, the Trump administration erroneously concluded that the Organic Foods Production Act (OFPA) does not authorize existing federal organic livestock and stand-alone animal welfare standards. This conclusion, if left uncorrected, destabilizes the entire organic livestock regulatory framework, and upsets more than twenty years of well-settled organic requirements. It is also significantly out of step with organic consumers and most Americans.”

A month later, the OTA and USDA asked the court for 30 days to agree on a settlement. Although the court granted this request, the OTA and USDA were unable to reach an agreement. As a result, the OTA and USDA asked the court to rule on the merits.

In June 2021, USDA publicly announced its intent to reconsider its authority to regulate animal welfare practices. In the statement from Secretary Vilsack, USDA also directed the National Organic Program to collaborate with the Office of Management and Budget on a rulemaking to ban porches as outdoor space for poultry. Shortly after USDA’s announcement, the OTA motioned for summary judgment, requesting the court to order USDA to reinstate the OLPP rule. The OTA commented:

“While we welcome Secretary Vilsack’s statement last week. . . that the department will re-evaluate the prior administration’s withdrawal of the fully vetted organic animal welfare regulation, and affirmed its commitment to outdoor access for laying hens, the policy statement alone won’t guarantee a swift end to this harm. We need to have a legal ruling.”

As of February 2022, the OTA and USDA are awaiting the court’s response. One potential outcome is a decision finding USDA’s withdrawal of the OLPP rule unreasonable and an order requiring USDA to reinstate the OLPP rule. In addition, the court could require USDA to fully comply with the Administrative Procedure Act and OFPA before rescinding the OLPP rule—compliance means providing sufficient notice and comment periods, consulting the NOSB, and submitting a credible economic analysis. Conversely, the court could determine that USDA’s withdrawal of the OLPP was reasonable. Because either party may appeal the result, the future of the OLPP rule based on this litigation remains uncertain.

Policy Issues: Can the National Organic Program Advance Animal Welfare?

Notwithstanding the strong support behind the OLPP rule, the question remains whether the NOP is the best tool to advance federal on-farm animal welfare. To explore this issue, there are three key considerations:

  1. Could the OLPP rule adequately advance animal welfare values?

  2. Do the economic costs to the organic industry outweigh the benefits?

  3. Why should organic farming regulations include animal welfare standards? I. Could the OLPP Rule Adequately Advance Animal Welfare Values?

Could the OLPP Rule Adequately Advance Animal Welfare Values?

Animal advocacy groups advance animal protection based on various ideologies. The two most well-known and accepted ideologies are animal welfare and animal rights. Animal welfare advocates accept the premise that humans may use animals so long as people treat them according to certain standards. Animal rights advocates reject the idea that humans may use animals for their benefit because animals have inherent rights. Although these two ideologies can overlap with regard to certain issues, they are known to conflict around animal agriculture. For example, the animal rights organization People for the Ethical Treatment of Animals (PETA) has stated that “there is no such thing as humane meat.” Thus, the animal rights ideology complicates the issue of “humane” organic standards. Because the focus of this brief is on animal welfare, it will only address whether the NOP could advance animal welfare ideals.

Do the Economic Costs to the Organic Industry Outweigh the Benefits?

Although many groups supported the OLPP rule, some claimed the rule would devastate the organic industry. The National Pork Producers Council opposed the OLPP rule out of concern that new requirements would make it cost prohibitive for farmers to meet organic standards. USDA took a similar position in its updated economic analysis, explaining that the OLPP rule’s benefits did not outweigh the costs to industry. However, the district court in the OTA’s lawsuit against USDA found that this analysis was flawed. Consequently, the court required USDA to fix its errors.

USDA’s updated analysis still concluded the costs of the OLLP rule would outweigh its benefits. The OTA disagreed and criticized USDA for again using inaccurate economic variables. Specifically, the OTA refuted USDA’s analysis based on a different analysis conducted by an expert economist who evaluated flock production records that the OTA collected for 5.6 million organic hens. The economist’s evaluation showed “actual [flock] productivity [was] higher and mortality rates [were] lower than what USDA proposed in its report.” The flaws the OTA identified in USDA’s updated analysis arguably undermine USDA’s argument that the OLPP rule would financially harm the organic industry.

In addition, the OLPP rule would have addressed economic concerns resulting from unfair competition. The OIG’s report noted that some farmers and organic certifiers interpreted the NOP standards differently, with some requiring heightened animal welfare practices while others did not:

“[O]ne of the agents we visited had developed dimension requirements for poultry while the other three agents did not. This agent based the dimension requirements on organic industry standards that were consistent with animal welfare standards. One poultry facility we visited had considerably less outdoor access compared to the other two poultry facilities we visited. This facility had a total of 300 square feet of outdoor access for approximately 15,000 chickens [1 square foot per 50 chickens].”

As a result, farmers who meet minimal animal welfare standards can benefit more from the organic price premium than farmers who meet higher animal welfare standards. One reason USDA created the OLPP rule was to resolve these inconsistencies and address unfair competition. The OLPP rule would have clarified areas of confusion and placed organic farmers in a consistent position.

President Biden signed an executive order in July 2021 recognizing barriers to competition in the US—namely corporate consolidation. The executive order “established a whole-of-government effort to promote competition” throughout many sectors, including agriculture. In January 2022, Biden released an “Action Plan for a Fairer, More Competitive, and More Resilient Meat and Poultry Supply Chain.” Clarifying organic animal welfare standards compliments Biden’s plan to promote fair competition in agriculture. The development of clear standards that address outdoor access and space could enable organic farmers to compete with each other on a more even economic playing field and resolve the issues the OIG identified in its 2010 report. Consequently, the economic benefits tilt in favor of the OLPP rule’s clarified standards.

Why Should Organic Farming Regulations Include Animal Welfare Standards?

Animal welfare organizations, the NOSB, farmers, retailers, distributors, consumers, and others advocated for the OLPP rule. The strong support behind the rule—in addition to strong consumer beliefs—suggests that animal welfare standards should be part of organic farming. A regulation like the OLPP rule is one way to drive this change.

A regulation could add clear animal welfare standards and resolve confusion among farmers, certifiers, and consumers. First, farmers and certifiers have expressed the need to clarify current standards—most notably the access to the outdoors requirement. Clarifying current standards could address concerns of unfair competition and ensure that organic farmers meet a consistent level of animal welfare standards. Second, a regulation could align the NOP standards with consumer beliefs as many consumers currently think the USDA Organic label incorporates a high level of animal welfare. A regulation is one mechanism that can push the organic industry to adopt high animal welfare standards.

Farm Animal Welfare Committee’s Five Freedoms

Animal welfare advocates diverge on how to best define welfare. Although there is no universally accepted definition, many have adopted a version of the Farm Animal Welfare Committee’s Five Freedoms:

  • Freedom from hunger and thirst
  • Freedom from discomfort
  • Freedom from pain, injury, and disease
  • Freedom to express normal behavior
  • Freedom from fear and distress

View a chart in the PDF version of this report to learn more about how the OLPP could have addressed each of these concerns.

Conclusion

View a chart in the PDF version of this report to compare how different animal welfare standards are defined in industry guidelines, USDA Certified Organic, and the OLPP rule.

USDA’s National Organic Program currently does not include meaningful animal welfare standards that protect animals and meet consumer expectations. The Organic Livestock and Poultry Practices rule would have added and clarified significant animal welfare standards, better aligning the National Organic Program with consumer perceptions about the USDA Organic label. The immense support for the rule from multiple stakeholders, including organic farming groups, illustrates that animal welfare standards should be part of organic farming, and that regulations such as the OLPP rule could create the enforceable standards needed to ensure compliance.